11. As of 2013, BBY has over 110 client advisors and 300 broker dealer advisors. 12. The Corporate Advisors and the Broker Dealers . 13. Just three broker dealers make a market in Asyst shares, resulting in limited liquidity for shareholders. 14. The accounting firm formed Ernst & Young Corporate Finance with licensed broker dealers in 2001. 15. Evidence of this happened earlier this year when the board reserved one seat for a small broker dealer . 16. The company continued its IPO sales a few months later with an affiliated broker dealer Cabot Lodge Securities. 17. The Securities and Exchange Commission reported 3, 313 complaints about broker dealers in the year ended last September. 18. The new Nasdaq has boards of directors that represents the public, the issuers, and the broker dealer community. 19. Securities Lending is a practice where broker dealers lend each other large blocks of stock for the purposes of shorting. 20. The group owns 80 percent of Investment Technology Group Inc ., which controls ITG Inc ., its broker dealer subsidiary.
