The company was placed under an injunction which restricts certain marketing activity and compensation methods, and a monitor was appointed by the court to assure compliance with these restrictions.
12.
By moving away from simple up-front charges to less obvious compensation methods, the fund industry runs the danger of leading investors to focus on the costs, not the benefits, of investing, she says.
13.
Forty-nine percent of respondents said they made a change in agency compensation methods in the last three years, the study reported, while in the last survey, 38 percent said they made a change.
14.
Mr Neoh said the exact compensation method for collapsed Forluxe Securities and Clark Fung Securities clients has not yet been decided, but references will be made to the method used for C A Pacific.
15.
THE compensation method for collapsed C A Pacific Securities will be used as a reference for future claims of clients of other brokerages that fail, Securities and Futures Commission ( SFC ) chairman Anthony Neoh said yesterday.
16.
He also differed from Harrison regarding his temperature compensation method, which used the variation of the rotation radius of the balance by modifying the diameter of the balance through bi-metallic components, a method which would become a standard in chronometers.
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